Objective
A consulting firm on behalf of an investment management company reached out to us for the following:
- To understand electronic business communications to ensure they comply with regulations.
- To create supervisory procedures to address inconsistencies and potential compliance issues
- To gain an in-depth understanding of financial services risk management and compliance processes.
- Industry best practices
Approach
The research team at Liquid Sample recruited and engaged thirty experienced investment advisors, brokers, compliance officers, and insurance advisors across the Middle East for ninety-minute in-depth video consultations. The recruited experts have extensive experience in risk management, regulatory, and compliance procedures.
Results
The insights gained from the expert consultation helped the client gain the following:
- Comprehensive knowledge of the compliance and risk management landscape.
- Guidance in navigating the regulatory challenges and compliance procedures
- Knowledge needed to develop effective supervisory procedures for electronic communications.
- Analyzing potential compliance risks
- A thorough understanding of the industry best practices.
About Liquid Sample
Liquid Sample is the premier qualitative research and expert interviewing firm, founded in 2010. We leverage AI-led precise database matching and strategic custom recruiting to help our clients onboard the best-fit B2B respondents. Our services include senior executive interviewing, expert network interviewing, and stakeholder research using quantitative, qualitative, and mixed-mode methods.
Our unwavering commitment to providing high-quality insights powered by accurate data has enabled us to respond to our client’s most critical business needs. With over 13 years of experience, Liquid Sample has consistently delivered exceptional results and provided reliable and actionable insights to give you a competitive edge in the market.
